Dresner / Kim PIPEs

A Guide to Private Investments in Public Equity, 2nd, Revised and Updated Edition
1. Auflage 2010
ISBN: 978-0-470-88307-5
Verlag: John Wiley & Sons
Format: PDF
Kopierschutz: Adobe DRM (»Systemvoraussetzungen)

E-Book, Englisch, 320 Seiten, E-Book

Reihe: Bloomberg Professional

Private investments in public equity (PIPEs) offer a practicalfinancing alternative for companies seeking capital and a uniqueasset for investors. For practitioners who know how to identify andexecute transactions, PIPEs present a growing opportunity.
This revised and updated guide presents the views, voices, andinvaluable expertise of leading practitioners from all specialtiesin the field. The book is divided into three parts: "The Businessof PIPEs," which provides a historical backdrop and overview;"Regulatory Landscape and Structural Alternatives," which detailsthe legal framework and transaction structures; and "Deal Flow,"which offers the investor's perspective on negotiatingdeals.
With detailed discussions, ranging from the origins of themarketplace and deal structures to legal considerations and duediligence, and from finding new opportunities to tradingstrategies, this book provides a clear window to the inner workingsof this active area of the small-cap market. Investors, financialanalysts, investment bankers, corporate and securities attorneys,and executives of public companies will find substantial value inthe pages of this book.

Autoren/Hrsg.

Dresner, Steven

Kim, E. Kurt

Inhaltsverzeichnis

About the Editors.
About the Contributors.
Acknowledgments.
Introduction (Steven Dresner).
Part 1. The Business of PIPEs.
1. Overview: An Emerging Market (Richard E. Gormley).
2. The Marketplace: A Statistical Summary (E. KurtKim).
3. A Historical Perspective: The Bubble, Converts, and the Birthof Structured PIPEs (James F. O'Brien Jr.).
4. The Players: Issues, Investors, Agents and Regulators(Steven Dresner and Brett Goetschius).
Part 2. Regulatory Landscape and StructuralAlternatives.
5. The Law: Legand and Regulatory Framework (James R.Tanenbaum and Anna T. Pinedo).
6. Fundamental PIPEs: Typical Structures and Transactions(Eleazer Klein).
7. Registered PIPEs: Registered Direct Transactions (JosephSmith).
8. Litigation Strategies: Manageing Litigation Risk andAddressing Other Investor Concerns (Perrie Weiner and EdwardTotino).
Part 3. Deal Flow.
9. managing Risk: Securities Structures, Trading, and DealDocumentation (Steve Winters).
10. Due Deligence and Valuation Policy: Caveat Emptor Squared(Stewart Flink).
11. Reverse Mergers and PIPEs: The New Small-Cap IPO (DavidFeldman).
Afterword.
Glossary.
Index.

Über Autor(innen)

Steven Dresner is publisher of The PIPEs Report(www.pipesreport.com), the first publication dedicated to providingnews, information, and analysis of private investments in publicequity. Formerly, Mr. Dresner was a vice president in theinvestment banking group at Ladenburg Thalmann & Co., atop-performing placement agent for PIPE transactions as ranked byindependent sources. Mr. Dresner was also chairman and chiefexecutive officer of the telecommunications company and softwaredeveloper VCOM Corporation. In addition to publishing The PIPEsReport, Mr. Dresner is publisher of The Small Cap Report(www.smallcapreport.com), a monthly research publication focused onsmall- and micro-cap equity analysis and market trends and TheReverse Merger Report, a quarterly focused on the business ofshell mergers and SPACs. As president of DealFlow Media, Mr.Dresner also produces one of Wall Street's largest annualevents, The PIPEs Conference.
E. Kurt Kim is the founder and chief executive officer ofPrivateRaise, LLC (www.PrivateRaise.com), the leading researchconsultancy for comprehensive market intelligence and analysispertaining to private placements of equity and equity-linkedsecurities executed by public companies. PrivateRaise.com wasawarded Forbes's 2002 Best of the Web designation in theFinancial Content Provider category. Mr. Kim has spent the pastdecade in various advisory and deal-making capacities within thefinancial-services sector.