Buch, Englisch, 320 Seiten, E-Bundle, Format (B × H): 216 mm x 274 mm, Gewicht: 590 g
Buch, Englisch, 320 Seiten, E-Bundle, Format (B × H): 216 mm x 274 mm, Gewicht: 590 g
ISBN: 978-1-119-54500-2
Verlag: FOR DUMMIES
The Securities Industry Essentials (SIE) Exam is a new test administered by FINRA beginning in October 2018. This exam is required as a prerequisite to each series level knowledge exam (such as Series 7). If you're prepping for the exam, you need a trusted resource to ensure your very best performance.
Securities Industry Essentials Exam For Dummies with Online Practice gives you everything you need to score high on this important exam. With two practice tests in the book, plus two bonus tests online, you can practice your way to a calm and confident experience on exam day.
* Take 4 full-length practice tests with answers and full explanations
* Get 1-year access to practice and tests online
* Find strategies and tips for breaking into the securities industry
* Increase your chances of scoring higher
SIE scores are expected to be a critical factor in determining qualification to enter the securities industry, so the stakes are high. With the help of this book, you'll up your chances of breaking into this field and landing your dream job.
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Weitere Infos & Material
Introduction 1
Part 1: Getting Started with the SIE Exam 5
Chapter 1: Introducing the SIE (Securities Industry Essentials) Exam 7
Chapter 2: Preparing for the SIE Exam 19
Chapter 3: Examining and Mastering Question Types 31
Chapter 4: Surviving Test Day 43
Part 2: Mastering Basic Security Investments 49
Chapter 5: Underwriting Securities 51
Chapter 6: Corporate Ownership: Equity Securities 61
Chapter 7: Debt Securities: Corporate and US Government Loans 73
Chapter 8: Municipal Bonds: Local Government Securities 87
Part 3: Delving Deeper: Security Investments with a Twist 105
Chapter 9: Delivering Diversification with Packaged Securities 107
Chapter 10: Working with Direct Participation Programs and REITs 121
Chapter 11: Options: The Right to Buy or Sell at a Fixed Price 131
Part 4: Playing Nicely: Serving Your Customers and Following the Rules 149
Chapter 12: Serving Your Customers: Customer Accounts 151
Chapter 13: Doing a Little Market Research: Securities Analysis 163
Chapter 14: Going to Market: Orders and Trades 177
Chapter 15: Making Sure the IRS Gets Its Share 187
Chapter 16: No Fooling Around: Rules and Regulations 197
Part 5: Putting Your Knowledge to Good Use: Practice Exams 225
Chapter 17: Bring It On: Practice Exam 1 227
Chapter 18: Answers & Explanations to Practice Exam 1 241
Chapter 19: Nothing But Net: Practice Exam 2 251
Chapter 20: Answers & Explanations to Practice Exam 2 265
Part 6: The Part of Tens 277
Chapter 21: Ten SIE Exam Traps to Avoid 279
Chapter 22: Ten Ways to Start Your Career Off Right 283
Index 287
